Speaker:Justin brings over 20 years or wide-ranging experience in compliance, training and regulation in the financial services sector
When it comes to AML, there are a lot of different components. For staff it's really important to not only know how the rules impact their role, but understanding the different types of red flags. In this webinar, we will discuss the background of AML and also the types of red flags you may encounter during your day to day roles.
Why Should You Attend
Identifying red flags should be part of
everyone’s education. Especially in a financial services industry where crime
is rampant due to AML related activities. We will explore red flags and discuss
the background for those who are not familiar with the topic.
- What is AML
- The types of red flags that may arise
- Reporting Process
- Escalation protocols
Anyone impacted by privacy in an organization. This could be anyone in risk, compliance or legal
This activity has been approved for 1 HR (General) recertification credit hours toward aPHR, PHR, PHRca, SPHR, GPHR, PHRi and SPHRi recertification through HR Certification Institute (HRCI). Please make note of the activity ID number on your recertification application form. For more information about certification or recertification, please visit the HR Certification Institute website at www.hrci.org
This program is valid for 1 PDCs for the SHRM-CP® or SHRM-SCP®
Justin brings over 20 years or wide-ranging experience in compliance, training and regulation in the financial services sector. He previously served as North American Head of Compliance Training, Head of Compliance Training at Bank of China, Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he helped create Examiner University to train examiners on how to perform their function. He is now CEO of Tweezzle.